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Entries tagged “Investment Advisors”

Wealth Management Seminar, Museum of Fine Arts - Boston

Location & Time: Museum of Fine Arts - Boston 465 Huntington Ave, Boston, MA 02155 1:30- 3 p.m. Rimon Partner Patricia Annino will share her expertise on the topic "Planning Considerations for Your Art and Collectibles." Important estate planning considerations for those who own art, antiques, or collectibles • Understand how art can

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The Increasing Importance of Focusing on Both Sides of Competence for Family Owned Enterprises

Insight Patricia Annino Patricia Annino · January 24, 2018
This article examines two sides of one issue – competency. Patricia Annino, Rimon Partner, shares her analysis of the challenges presented by either sustained or diminished competence in family owned companies and for providing practical steps to help family enterprises plan for these challenges. Read the full FFI article here. “As

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Ticking Time Bombs in Investment Portfolios You Might be Unaware of

Insight Patricia Annino Patricia Annino · January 18, 2018
Many people may have ticking time bombs in their investment portfolios that they are completely unaware of. The life insurance premiums currently being paid, may not be sufficient to keep the policies in force during the person’s normal life expectancy. Patricia Annino, of Rimon Law, comments on the legal liability of trustees and possible

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Adviser’s Principal Banned for False Statements of Eligibility, Failure to Maintain Records and Compliance Manual

Insight Benjamin L. Douglas Benjamin L. Douglas · March 02, 2015
A February SEC enforcement case provided a reminder to investment advisers of the importance of meticulous compliance with requirements regarding record retention and compliance manuals.  In the order*, the SEC settled an administrative proceeding for various alleged offenses by a small investment adviser and its owner.  Notably brazen

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