Banking and Financial Services

Our partners have counseled major multinational, national, regional, and local banks and financial institutions in the United States and around the world on a wide variety of legal issues. Their work includes negotiating, documenting, and closing finance and lending arrangements, representing underwriters or placement agents in capital markets transactions, and providing regulatory and compliance advice.…

Derivatives

Rimon’s Financial Services team represents proprietary trading firms, investment funds, traditional asset managers, and institutional investors in structuring and documenting a wide variety of derivatives transactions. Rimon collaborates with clients in structuring and documentation of over-the-counter derivatives products, including complex instruments based on credit, commodity, equity, debt, interest rate, and foreign exchange products and indexes;…

Broker Dealers

Rimon advises broker-dealers regarding the full range of legal and regulatory issues arising in their businesses, including: Preparation and negotiation of new member applications with FINRA Preparation and implementation of written supervisory procedures and compliance procedures Regulatory and transactional advice regarding significant business developments, including changes in the scope of business, acquisitions and divestitures, financings,…