Rimon’s regulatory and government investigations attorneys assist clients with regulatory compliance, internal and government investigations, and, where necessary, white collar civil and criminal defense, both in the United States and in foreign jurisdictions.
For our clients based or doing business in the United States, we advise on compliance and enforcement issues under the Foreign Corrupt Practices Act (FCPA), the False Claims Act (FCA), the Real Estate Settlement Procedures Act (RESPA) and the Occupational Safety and Health Act (OSHA), the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, Sarbanes-Oxley, ERISA and the USA PATRIOT Act, among others. We have represented both individuals and companies in investigations and proceedings conducted by federal and state agencies including the Securities and Exchange Commission (SEC), the U.S. Drug Enforcement Administration (DEA), the U.S. Department of Justice (DOJ), the U.S. Federal Bureau of Investigation (FBI), the Financial Industry Regulatory Authority (FINRA), and others.
Internationally, our team has extensive experience advising major companies in connection with compliance and regulatory issues in the EU, UK, China, Russia, and other jurisdictions.
In addition to advising clients in connection with active government investigations and litigation, our attorneys also conduct internal investigations for corporate boards and committees on issues such as whistleblower allegations, improper conduct by board members and misuse of shareholder funds, and help our clients to draft compliance programs to proactively minimize the possibility of future issues.