Securities

Rimon’s Securities attorneys provide valuable counsel to both private and public companies pursuing complex and sophisticated transactions in public and private equity, mergers and acquisitions, and corporate governance.

Rimon’s Securities attorneys have guided individuals and corporations nationally and internationally in transactional and regulatory settings, often representing clients through their full life cycles. Former and current engagements include:

  • Handling all SEC filings for publicly traded corporations
  • Representing both investors and companies in securities transactions ranging from small angel investments to multi-billion dollar private equity acquisitions
  • Representing sellers of restricted stock in Facebook, Twitter, Zynga, SolarCity, Dropbox, Bloom Engergy, Gilt Groupe, Etsy and other pre-IPO companies
  • Represented Bain Capital and Morgan Stanley in international investment funds, working with foreign counsel in 130 jurisdictions on several international securities deals
  • Representing a number of hedge fund families and other end-user clients on documentation for all derivatives products, master securities loan agreements, global and overseas lending agreements, prime brokerage arrangements, give-up arrangements and master netting agreements
  • Served as General Counsel for a hedge fund management company with approximately $800 million in assets under management

Our expertise in securities issues include:

  • Angel financing
  • Venture financing
  • Investment banking
  • Private placements
  • Initial public offering
  • Secondary public offering
  • Broker dealer regulation
  • Securities Exchange Act filings

Rimon Attorneys With Expertise in Securities Include: