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Securities and Capital Markets

Rimon’s attorneys provide valuable counsel to U.S. and non-U.S. companies on a range of private and public offerings of debt and equity securities, as well as other securities law matters including compliance with SEC and stock exchange rules.

Rimon’s attorneys have guided individuals and companies nationally and internationally in transactional and regulatory settings, often representing clients through their full life cycles.

Rimon attorneys' expertise includes:

  • Angel financing
  • Venture financing private placements
  • Rule 144A placements
  • Initial public offerings
  • Secondary public offerings
  • U.S. private placements of debt
  • High-yield bond offerings
  • Broker-dealer regulation  
  • Securities Exchange Act filings
  • Sales of restricted stock
  • Privately and publicly-offered investment funds

Engagements include:

  • Negotiated and executed an Equity Line of Credit Investment Agreement and Registration Rights Agreement for a public company client
  • Assisted on a Follow-on Public Offering on Form S-3 for a Nasdaq listed public company in the technology space
  • Represented the underwriter in connection with the public offering by Pepsico Inc. of $300 million of Debt Securities.
  • Represented the initial purchasers in connection with the offering of $1.75 billion Notes and $1.25  billion of Debentures by Devon Financing Corporation, U.L.C.(rule 144a)
  • Deutsche Bank Securities Inc. as initial purchaser in connection with the offering of  $250 million of Senior Notes by Vertis, Inc. (rule 144a)
  • Advised mutual fund investment adviser on issues under the Investment Company Act
  • Advised a New Zealand energy company on a $500 million private placement of notes
  • Advised an Australian gold mining company on A$146 million private placement of ordinary shares
  • Advised an Australian REIT on A$100 million private placement of units
  • Advised an Australian mining equipment company on A$65 million entitlement offer of ordinary shares
  • Advised an Australian technology company on a $1 million SEC-registered direct offer of ordinary shares listed on Nasdaq

Rimon Attorneys with expertise in Securities and Capital Markets